Location:
1615 Spring Valley Rd, Ossining, NY 10562
Work:
Usaa
Anti-Bribery and Corruption Advisory Principal, Risk and Compliance Organization
Prudential Financial
Vice President and Corporate Counsel
Barclays Investment Bank
Oct 2008 - Nov 2009
Director
Lehman Brothers
2002 - 2008
Senior Vice President and General Counsel Asia
Swiss Bank
1993 - 1996
General Counsel Asia Pacific
White & Case Llp
1991 - 1993
Counsel
Paine Webber Nippon
1988 - 1990
Managing Director
Paine Webber
1988 - 1988
Vice President, Investment Banking Division
Brown Wood Inc
1983 - 1988
Associate
Education:
Fordham University School of Law 1976 - 1979
Doctor of Jurisprudence, Doctorates, Law
University of Michigan 1972 - 1976
Masters, Master of Arts, Japanese Literature, Japanese
Georgetown University 1964 - 1968
Bachelors, Bachelor of Arts, History
Skills:
Securities, Fixed Income, Corporate Law, Governance, Capital Markets, Legal Compliance, Hedge Funds, Securities Regulation, Equities, Corporate Governance, Derivatives, Investment Banking, Mergers and Acquisitions, Alternative Investments, Financial Services, Finra, Joint Ventures, Series 7, Risk Management, Investments, Lobbying, Asset Management, Private Equity, Due Diligence
Languages:
English
Japanese
French
Spanish
Italian
Portuguese
Korean
