Resumes
Resumes

Compliance Professional, Austin Texas
VP IBS Compliance J.P Turner Aug 2010 - Oct 2011
Chief Compliance Officer Red Oak Compliance Solutions Mar 2010 - Aug 2010
President/Founder NFP Securities Inc 2005 - Mar 2010
CCO Ameriprise Financial 2004 - 2005
VP Compliance Banc One Securities Corp Oct 1996 - 2004
Sr. Director of Compliance Texas State Securities Board 1989 - 1996
Sr. Securities Analyst The University of Texas at Austin 1989 - 1996
Lecturer
MBA, Finance Trinity University 1976 - 1980
BBA, Management