Industry:
Venture Capital & Private Equity
Work:
Cerberus Capital Management
Global Chief Compliance Officer, Senior Legal Counsel and Seniormanaging Director
Merrill Lynch
Oct 1998 - Mar 2007
First Vice President
New York State Attorney General's Office
1995 - 1998
Chief, Investor Protection and Securities Bureau
Nyse Euronext
1992 - 1995
Trial Counsel - Enforcement Division
New York County District Attorney's Office
1986 - 1992
Assistant District Attorney
Education:
University of Pennsylvania 1982
Doctor of Jurisprudence, Doctorates
The Bronx High School of Science 1978
Bronx High School of Science 1974 - 1978
University of Pennsylvania Carey Law School
Doctor of Jurisprudence, Doctorates
University of Pennsylvania
Bachelors, Bachelor of Arts, Economics
Skills:
Corporate Governance, Finra, Hedge Funds, Securities, Securities Regulation, Alternative Investments, Due Diligence, Broker Dealer, Capital Markets, Securities Litigation, Asset Management, Investor Relations, Mergers and Acquisitions, Equities, Financial Services, Investment Advisory, Sec, Securities Offerings, Series 7, Fraud, Venture Capital, Aml, Financial Structuring, Mergers, Blue Sky, Compliance, Series 24, Private Placements, Structured Finance, Prime Brokerage, Emerging Markets, Mutual Funds, M&A Experience, Fcpa, Investment Management, Joint Ventures, Financial Regulation, Dodd Frank, Investment Banking, Fund of Funds, Fixed Income, Lbo, Regulatory Compliance, Compliance Management