Location:
602 Whetstone Mls, Dayville, CT 06241
Work:
U.s. Securities and Exchange Commission
Jul 2003 - May 2015
Assistant Director, Branch Chief, and Senior Counsel - Division of Enforcement
Promontory Financial Group, An Ibm Company
Jul 2003 - May 2015
Managing Director, Securities Practice Group
Rubin and Rudman Llp
May 1997 - Jul 2003
Partner and Associate
Education:
Northeastern University 1993 - 1996
Doctor of Jurisprudence, Doctorates, Law
College of the Holy Cross 1987 - 1991
Bachelors, Bachelor of Arts, Physics
Skills:
Securities Regulation, Enforcement, Private Investigations, Fraud, Litigation, Civil Litigation, Legal Research, Legal Writing, Commercial Litigation, Corporate Governance, Courts, White Collar Criminal Defense, Westlaw, Criminal Law, Internal Investigations, Securities Litigation, Jobs Act, Fcpa, Investment Advisers Act, Short Sales, Crowdfunding, Financial Services, Financial Fraud, Compliance, Broker Dealer, Arbitration, Corporate Law, Law Enforcement, Legal Compliance, Securities, Trials