Emerson Jones resumes & CV records
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Emerson Jones
Location:
Greenwich, CT
Industry:
Financial Services
Emerson Jones
Emerson P Jones, 761 Lauder Way, Greenwich, CT 06830
Emerson Jones Phones & Addresses
1 Lauder Way, Greenwich, CT 06830
72 Rockwood Ln, Greenwich, CT 06830
Dover, MA
1105 Clay St, Franklin, VA 23851
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Ralph Waldo Emers Jes
Ralph Waldo Emerson Jones, Sr. (August 6, 1905 April 9, 1982), also known as Ralph W. E. Jones or Prez Jones, was from 1936 until his retirement in 1977 ...
Us Patents
Method And System For Analyzing A Capital Structure For A Company
US Patent:
7493278, Feb 17, 2009
Filed:
Sep 30, 2003
Appl. No.:
10/676056
Inventors:
Emerson P. Jones - Greenwich CT, US
Erol Hakanoglu - New York NY, US
Erol Hakanoglu - New York NY, US
Assignee:
Goldman Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 36R, 705 35, 705 36 T
Abstract:
Various embodiments of the present invention relate to methods and systems for analyzing a capital structure for a company (e. g. , a public corporation). More particularly, one embodiment of the present invention relates to a decision making tool for analyzing a company's capital structure, which decision making tool may include: (1) Economic EPS, wherein Economic EPS and its volatility may capture the cost/risk trade-off of all fixed income and equity-related alternative capital structures; and (2) Capital Structure Efficient Frontier, wherein a company should strive to bring its capital structure to the efficient frontier of strategies with the highest EPS for given levels of EPS risk. Of note, the Economic EPS and the Capital Structure Efficient Frontier methodologies of the present invention provide a unifying framework in which to analyze a company's capital structure (e. g. , for identifying and implementing the economically optimal solutions to a company's capital structure challenges). Apart from the global view of the company's capital structure, this framework can be used as a decision-making tool for analyzing and comparing specific restructuring transactions (including, but not limited to): new financing, share repurchase, liability management, bank capital optimization, and/or tax-driven hybrid equity issuance.
Method And Apparatus For Conducting A Transaction
US Patent:
7747488, Jun 29, 2010
Filed:
Jan 27, 2004
Appl. No.:
10/766315
Inventors:
Emerson P. Jones - Greenwich CT, US
Karen Schoen - New York NY, US
Karen Schoen - New York NY, US
Assignee:
Goldman Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 35, 705 37
Abstract:
Systems, methods, apparatus, computer program code and means for conducting a transaction are provided. In some embodiments, a unit is issued to a holder including a forward contract and a note, in which the note specifies an initial capped remarketing, at least a first subsequent capped remarketing, and an uncapped remarketing, the uncapped remarketing performed only if each of the capped remarketings fail.
Methods, Systems And Securities For Assuring A Company An Opportunity To Sell Stock After A Specified Time
US Patent:
7788154, Aug 31, 2010
Filed:
Oct 2, 2003
Appl. No.:
10/677838
Inventors:
Emerson P. Jones - Greenwich CT, US
Karen Schoen - New York NY, US
Karen Schoen - New York NY, US
Assignee:
Goldman Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 36
Abstract:
Various embodiments of the present invention relate to methods, systems and securities for assuring a company an opportunity to sell stock (e. g. , common stock) after a specified time. More particularly, one embodiment of the present invention relates to a security, comprising: (a) a post-paid forward contract between a first entity and a second entity, which post-paid forward contract obligates the second entity to purchase a fixed number of shares of stock of the first entity; (b) debt of the first entity; and (c) a pre-paid forward contract between the first entity and the second entity, which pre-paid forward contract obligates the second entity to deliver to the first entity a variable number of shares of stock in the first entity.
Methods, Systems And Securities For Assuring A Company An Opportunity To Sell Stock After A Specified Time
US Patent:
7805347, Sep 28, 2010
Filed:
Oct 7, 2003
Appl. No.:
10/680010
Inventors:
Emerson P. Jones - Greenwich CT, US
Karen Schoen - New York NY, US
Karen Schoen - New York NY, US
Assignee:
Goldman Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 36R, 705 35, 705 37
Abstract:
Methods, systems and securities for assuring a company an opportunity to sell stock (e. g. , common stock) after a specified time are disclosed. In one embodiment, a sale, by a company to an other entity, of a security may be issued, consisting of: (i) a post-paid forward contract which obligates the other entity to purchase a fixed number of shares stock of the company; and (ii) debt. In one embodiment, a purchase, by the company from the other entity, of a paid forward contract may be issued, which obligates the other entity to deliver to the company a variable number of shares of stock in the company. The number of shares underlying the pre-paid forward contract may be calculated based on a formula that is a function of a then-current stock price and a remaining maturity associated with the pre-paid forward contract.
Convertible Financial Instruments With Contingent Payments
US Patent:
7987129, Jul 26, 2011
Filed:
Aug 12, 2002
Appl. No.:
10/064745
Inventors:
David K. Dolan - Annandale VA, US
Jeffrey N. Edwards - Basking Ridge NJ, US
Yonathan Epelbaum - New York NY, US
Frederick J. Fiddle - Ridgewood NJ, US
Emerson P. Jones - Greenwich CT, US
Stuart C. Kaperst - New York NY, US
Todd K. Kaplan - Winnetka IL, US
Daniel Y. Kerstein - Woodsburgh NY, US
Dragomir K. Kolev - New York NY, US
Richard P. Luciano - Morristown NJ, US
Paul A. Pepe - New York NY, US
Eric Steifman - New York NY, US
Russell L. Stein - Englewood Cliffs NJ, US
Brennan J. Warble - Bronxville NY, US
Richard J. Green - Woodbury NY, US
Robert A. Rudnick - Queenstown MD, US
Frank R. Strong - McLean VA, US
Jeffrey N. Edwards - Basking Ridge NJ, US
Yonathan Epelbaum - New York NY, US
Frederick J. Fiddle - Ridgewood NJ, US
Emerson P. Jones - Greenwich CT, US
Stuart C. Kaperst - New York NY, US
Todd K. Kaplan - Winnetka IL, US
Daniel Y. Kerstein - Woodsburgh NY, US
Dragomir K. Kolev - New York NY, US
Richard P. Luciano - Morristown NJ, US
Paul A. Pepe - New York NY, US
Eric Steifman - New York NY, US
Russell L. Stein - Englewood Cliffs NJ, US
Brennan J. Warble - Bronxville NY, US
Richard J. Green - Woodbury NY, US
Robert A. Rudnick - Queenstown MD, US
Frank R. Strong - McLean VA, US
Assignee:
Bank of America Corporation - Charlotte NC
International Classification:
G06Q 40/00
US Classification:
705 36R, 705 35
Abstract:
A convertible financial instrument provides incentives to holders to keep the instruments outstanding so that issuers maintain flexibility and control over the maturity date of the instrument and the manner in which it is settled. The instrument may provide issuers with the ability to deduct an amount for tax purposes that approximates the true economic cost of the financial instrument. The instrument may contain a provision calling for contingent payments (which may include, for example, contingent interest, preferred distributions, contingent principal, dividends, and other pay-outs) to the holder in some circumstances, which may be based on formulae calculations. For example, this may occur when the trading value of the convertible instrument exceeds a pre-determined value such as, for example, a certain percentage of the accreted value of the convertible instrument, or, for example, another circumstance that may trigger a contingent payment may be when the price of another financial instrument (e. g. , the underlying security, the reference security, etc. ) is below, higher than, or equal to a pre-determined value.
Methods, Systems And Securities For Assuring A Company An Opportunity To Sell Stock After A Specified Time
US Patent:
8010436, Aug 30, 2011
Filed:
Jul 26, 2010
Appl. No.:
12/843115
Inventors:
Emerson P. Jones - Greenwich CT, US
Karen Schoen - New York NY, US
Karen Schoen - New York NY, US
Assignee:
Goldman Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 36
Abstract:
Various embodiments of the present invention relate to methods, systems and securities for assuring a company an opportunity to sell stock (e. g. , common stock) after a specified time. One embodiment relates to receiving collateral security data including a collateral security issue price and a collateral security issue-date stock price, as well as variable share forward-contract data including a variable-share forward-contract maturity date; generating a variable-share determination trigger through a comparison of a current date to the variable-share forward-contract maturity date; determining a current stock price derived from current market data or an average historical stock trading price in accordance with the variable-share forward-contract data; calculating a number of shares associated with the variable-share forward contract; and executing a transaction for the calculated number of shares associated with the variable-share forward-contract data.
Methods, Systems And Securities For Assuring A Company An Opportunity To Sell Stock After A Specified Time
US Patent:
8244620, Aug 14, 2012
Filed:
Jul 22, 2011
Appl. No.:
13/188599
Inventors:
Emerson P. Jones - Greenwich CT, US
Karen Schoen - New York NY, US
Karen Schoen - New York NY, US
Assignee:
Goldman, Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 36R
Abstract:
Embodiments of the present invention relate to a method comprising: inputting data regarding the sale of a security consisting of: (i) a post-paid forward contract which obligates the second entity to purchase a fixed number of shares stock of the first entity; and (ii) debt; inputting data regarding the purchase, by the first entity from the second entity, of a pre-paid forward contract which obligates the second entity to deliver to the first entity a variable number of shares of stock in the first entity; inputting a then-current stock price associated with the stock of the first entity; calculating a number of shares underlying the pre-paid forward contract, based on a formula that is a function of a then-current stock price and a remaining maturity associated with the pre-paid forward contract; recording the data regarding the sale of the security; recording the data regarding the purchase, of the pre-paid forward contract; and recording the calculated number of shares.
Method For Structuring An Obligation
US Patent:
8396773, Mar 12, 2013
Filed:
Nov 5, 2002
Appl. No.:
10/288050
Inventors:
Ivan Ross - Scarsdale NY, US
Emerson P. Jones - Greenwich CT, US
Emerson P. Jones - Greenwich CT, US
Assignee:
Goldman, Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 36R, 705 35
Abstract:
A method for structuring an obligation. More particularly, a method for structuring an interest-bearing obligation which is convertible into stock.
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