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Gary S Hom, 7312 Saint Marks Ave, Brooklyn, NY 11217

Gary Hom Phones & Addresses

12 Saint Marks Ave, Brooklyn, NY 11217    718-7898747   

12 Saint Marks Ave APT 6, Brooklyn, NY 11217   

New York, NY   

Work

Position: Executive, Administrative, and Managerial Occupations

Education

Degree: Associate degree or higher

Emails

Mentions for Gary S Hom

Gary Hom resumes & CV records

Resumes

Gary Hom Photo 21

Partner

Location:
90 Lawrence Dr, Berkeley Heights, NJ 07922
Industry:
Financial Services
Work:
AIG - Greater New York City Area since Aug 2012
Director
RBC Capital Markets - Greater New York City Area Sep 2010 - Jul 2012
Director Finance Technology
Goldman Sachs Dec 2009 - Sep 2010
Project Manager, Commodities Trading and Sales Technology
The Blackstone Group Feb 2009 - Dec 2009
Senior Vice President, Director Finance IT
Cantor Fitzgerald Sep 2005 - Jan 2009
Senior Vice President, Director of Finance Technology
CSFB May 2003 - Aug 2005
Director
Credit Suisse 2003 - 2005
Director
Goldman Sachs & Company Jun 1985 - Apr 2003
Vice President, Technology
Education:
New York University - Leonard N. Stern School of Business 1982 - 1986
BS, Finance and Information Systems
Skills:
Strategy, Program Management, Financial Services, Management, Finance, Capital Markets, Equities, Leadership, Fixed Income, Investment Banking, Derivatives, Business Analysis, Sdlc, Electronic Trading, Erp Implementations
Languages:
English
Gary Hom Photo 22

Director, Worldwide Licensing

Location:
Rahway, NJ
Industry:
Pharmaceuticals
Work:
Merck & Co., Inc. since Apr 2010
Director
Merck & Co., Inc. since Apr 1990
Director
Merck & Co., Inc. Dec 1994 - Dec 1999
Sr. Research Fellow
Merck & Co., Inc. Apr 1990 - Apr 1994
Research Fellow
Berlex Laboratories Jan 1985 - May 1990
Sr. Researh Pharmacologist
Education:
Baylor University
B.S., Biology
Uniformed Services University of the Health Sciences
Post Doctoral, Physiology/Pharmacology
University of Houston
M.S., Pharmacology
University of Houston
Ph.D., Pharmacology
Skills:
Pharmacology, Immunology, Therapeutic Areas, Inflammation, Management, Due Diligence, Laboratory, Licensing, Pharmaceutical Industry, Drug Discovery, Drug Development, Clinical Development, Science, Oncology, Biotechnology, Vaccines, Clinical Trials, Biomarkers, Lifesciences, Technology Transfer
Gary Hom Photo 23

Gary Hom

Location:
Brooklyn, NY
Industry:
Education Management
Work:
Bronx High School of Science Citigroup/Citibank
Retired Physics Teacher and Banker
Gary Hom Photo 24

Gary Hom

Gary Hom Photo 25

Owner At Yat Sing Inc.

Position:
Owner at Yat Sing Inc.
Location:
Greater New York City Area
Industry:
Textiles
Work:
Yat Sing Inc.
Owner
Education:
New York University
MA, Education

Publications & IP owners

Us Patents

Method And System For Automated Transaction Compliance Processing

US Patent:
7873560, Jan 18, 2011
Filed:
Jun 8, 2001
Appl. No.:
09/877439
Inventors:
Gary Hom - Berkeley Heights NJ, US
Tanuja Prasad - New York NY, US
Assignee:
Goldman Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 37, 35 36, 35 38, 35 1, 707102, 709206, 713157
Abstract:
A system for automated transaction compliance processing comprises a list server providing access to one or more lists of securities with trading restrictions and a rules engine which processes compliance requests to determine if, based upon the relationship between the requesting party and the company on behalf the compliance is being performed, the transaction is permissible. Compliance determinations are made using a set of predefined compliance rules. When a request is evaluated, a compliance rule set indicating which rules are to be evaluated at that time is generated in accordance with a party profile indicating the relationship between the party and the company. A message indicating whether or not the transaction complies with trading restrictions is then returned. The system can be stand-alone or integrated with an electronic trading system. The compliance processor can also be used to analyze reports to ensure that the report contents comply with confidentiality requirements prior to public release of the report.

Method And System For Automated Transaction Compliance Processing

US Patent:
8244614, Aug 14, 2012
Filed:
Dec 13, 2010
Appl. No.:
12/966886
Inventors:
Gary Hom - Berkeley Heights NJ, US
Tanuja Prasad - New York NY, US
Assignee:
Goldman, Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 35, 705 729, 705 36 R, 705 38, 709226
Abstract:
A system for automated transaction compliance processing comprises a list server providing access to one or more lists of securities with trading restrictions and a rules engine which processes compliance requests to determine if, based upon the relationship between the requesting party and the company on behalf the compliance is being performed, the transaction is permissible. Compliance determinations are made using a set of predefined compliance rules. When a request is evaluated, a compliance rule set indicating which rules are to be evaluated at that time is generated in accordance with a party profile indicating the relationship between the party and the company. A message indicating whether or not the transaction complies with trading restrictions is then returned. The system can be stand-alone or integrated with an electronic trading system. The compliance processor can also be used to analyze reports to ensure that the report contents comply with confidentiality requirements prior to public release of the report.

Method And System For Automated Transaction Compliance Processing

US Patent:
8595125, Nov 26, 2013
Filed:
Aug 13, 2012
Appl. No.:
13/584458
Inventors:
Gary Hom - Berkeley Heights NJ, US
Tanuja Prasad - New York NY, US
Assignee:
Goldman, Sachs & Co. - New York NY
International Classification:
G06Q 40/00
US Classification:
705 37, 705 35, 705 36 R
Abstract:
A system for automated transaction compliance processing comprises a list server providing access to one or more lists of securities with trading restrictions and a rules engine which processes compliance requests to determine if, based upon the relationship between the requesting party and the company on behalf the compliance is being performed, the transaction is permissible. Compliance determinations are made using a set of predefined compliance rules. When a request is evaluated, a compliance rule set indicating which rules are to be evaluated at that time is generated in accordance with a party profile indicating the relationship between the party and the company. A message indicating whether the transaction complies with trading restrictions is then returned.

Method And System For Automated Transaction Compliance Processing

US Patent:
2014020, Jul 24, 2014
Filed:
Nov 22, 2013
Appl. No.:
14/087085
Inventors:
- New York NY, US
Gary Hom - Berkeley Heights NJ, US
Tanuja Prasad - New York NY, US
Assignee:
Goldman, Sachs & Co. - New York NY
International Classification:
G06Q 40/04
US Classification:
705 37
Abstract:
A system for automated transaction compliance processing comprises a list server providing access to one or more lists of securities with trading restrictions and a rules engine which processes compliance requests to determine if, based upon the relationship between the requesting party and the company on behalf the compliance is being performed, the transaction is permissible. Compliance determinations are made using a set of predefined compliance rules. When a request is evaluated, a compliance rule set indicating which rules are to be evaluated at that time is generated in accordance with a party profile indicating the relationship between the party and the company. A message indicating whether the transaction complies with trading restrictions is then returned.

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