Work:
Ss&C Technologies
Vice President and Principal Legal Counsel
Great-West Financial
Jan 2011 - Apr 2015
Senior Counsel
Alps, A Dst Company
Jan 2011 - Apr 2015
Vice President and Principal Legal Counsel
Sempra Energy
Mar 2008 - Mar 2010
Junior Counsel
Robbins Umeda & Fink
Jun 2006 - Apr 2007
Law Clerk
United States District Court Southern District of California
Jan 2006 - May 2006
Judicial Extern
Education:
University of San Diego 2004 - 2007
Doctor of Jurisprudence, Doctorates
University of San Diego 1997 - 2001
Bachelors, Bachelor of Business Administration
University of San Diego 1997 - 1997
Doctor of Jurisprudence, Doctorates
Skills:
Broker Dealer Compliance, Investment Advisor Compliance, Legal Compliance, Securities Regulation, Finra, Insurance Law, Contract Negotiation, Securities Exchange Act of 1934, Investment Advisers Act, Investment Company Act, Dodd Frank, Cftc, Civil Litigation, Series 6, Series 7, Series 26, Series 63