James C Mazzei, 60127 E Main St, Oceanport, NJ 07757

Mentions for James C Mazzei

James Mazzei resumes & CV records

Resumes

Associate Partner

Location:

Greater New York City Area

Industry:

Management Consulting

Vice President Supervisory Manager

Location:

133 Homestead Ave, Amityville, NY 11701

Industry:

Capital Markets

Work:

Jpmorgan Chase & Co. Dec 2012 - Dec 11, 2016
Vice President Supervisory Manager Financial Industry Regulatory Authority (Finra) Dec 2010 - Dec 2012
Nyse Market Regulation Analyst Knight Equity Markets Sep 2004 - Sep 2010
Assistant Vice President Compliance

Skills:

Trading, Analysis, Trade Compliance, Legal Compliance, Compliance Testing, Surveillance, Series 7, Series 24, Series 55, Series 63, Proprietary Trading, Market Making, Electronic Trading, Equity Trading, Finra, Options, Etfs, Equities, Securities, Capital Markets, Trading Systems, Hedge Funds, Securities Regulation, Fixed Income

Languages:

English

James Mazzei

James Mazzei

James Mazzei

James Mazzei

Location:

United States

NOTICE: You may not use BackgroundCheck or the information it provides to make decisions about employment, credit, housing or any other purpose that would require Fair Credit Reporting Act (FCRA) compliance. BackgroundCheck is not a Consumer Reporting Agency (CRA) as defined by the FCRA and does not provide consumer reports.