Location:
5212 Goddard Rd, Bethesda, MD 20814
Work:
Pcaob
Jan 2018 - Nov 2019
Board Member
Promontory Financial Group, An Ibm Company
Feb 2017 - Jan 2018
Global Leader of Securities and Fintech Services and Senior Strategic Advisor on Cyber Solutions
Feb 2017 - Jan 2018
Duke University School of Law
U.s. Department of the Treasury
Sep 2014 - Jan 2017
Counselor To the Deputy Secretary
Duke University School of Law
Jun 1, 2007 - Nov 14, 2016
Board of Visitors Member
Georgetown University Law Center
Jan 2008 - May 2015
Adjunct Professor of Law
American Stock Exchange
Feb 2012 - Sep 2014
Board Director
Promontory Financial Group, An Ibm Company
Oct 2004 - Sep 2014
Managing Director, Securities Practice Group
American Stock Exchange
Jan 2004 - Oct 2004
Advisor
Nasdaq Liffe Markets
Aug 2001 - Jan 2004
Senior Vice President, Regulation and Compliance
Wilson Sonsini Goodrich & Rosati
Jul 2000 - Aug 2001
Of Counsel
U.s. Securities and Exchange Commission
Feb 1991 - Jul 2000
Assistant Director
Streich Lang Weeks & Cardon P.a
Jun 1988 - Aug 1990
Corporate and Securities Associate
Education:
Georgetown University Law Center 1991 - 1994
Masters, Master of Laws
Duke University School of Law 1985 - 1988
Doctor of Jurisprudence, Doctorates
University at Buffalo School of Management, the State University of New York 1981 - 1985
Bachelors, Bachelor of Science, Business Administration, Accounting
Skills:
Securities Regulation, Corporate Governance, Securities, Risk Management, Corporate Law, Due Diligence, Financial Services, Fraud, Financial Regulation, Litigation, Capital Markets, Legal Writing, Finance, Investments, Internal Investigations, Policy, Regulations, Legal Research, Licensing, Finra, Enforcement, Hedge Funds, Administrative Law, Mergers and Acquisitions, Privacy Law, Private Equity, Derivatives, Strategy, Executive Management, Surveillance, Securities Law, Governance, Risk Assessment, Legal Advice, Mutual Funds, Compliance, Trading
Interests:
Boating
Cooking
Electronics
Outdoors
Home Improvement
Reading
Sports
Home Decoration
Certifications:
Law License
Law License (Inactive)
