Scott Mullins resumes & CV records
Resumes

Managing Director At Nasdaq Omx
Position:
Managing Director at NASDAQ OMX
Location:
New York, New York
Industry:
Financial Services
Work:
NASDAQ OMX
- Greater New York City Area
Managing Director NASDAQ OMX - Greater New York City Area 2012 - 2013
Director Penson Financial Services - Dallas, TX 2011 - 2012
Director - Surveillance and Trading Compliance Dallas Security Traders Association 2009 - 2012
Director Penson Financial Services - Dallas, TX 2009 - 2011
Trade Surveillance Officer Penson Financial Services 2007 - 2009
Compliance Officer, Archives Manager TD Ameritrade 2006 - 2007
Institutional Trading Representative Southwest Securities 2004 - 2006
Agency Trader 1st Global 2004 - 2004
Trading/Customer Service Specialist Southwest Securities 2002 - 2003
Government Reporting Coordinator Merrill Lynch 2000 - 2002
Registered Client Associate Southwest Securities 1998 - 2000
Equity Trader
Managing Director NASDAQ OMX - Greater New York City Area 2012 - 2013
Director Penson Financial Services - Dallas, TX 2011 - 2012
Director - Surveillance and Trading Compliance Dallas Security Traders Association 2009 - 2012
Director Penson Financial Services - Dallas, TX 2009 - 2011
Trade Surveillance Officer Penson Financial Services 2007 - 2009
Compliance Officer, Archives Manager TD Ameritrade 2006 - 2007
Institutional Trading Representative Southwest Securities 2004 - 2006
Agency Trader 1st Global 2004 - 2004
Trading/Customer Service Specialist Southwest Securities 2002 - 2003
Government Reporting Coordinator Merrill Lynch 2000 - 2002
Registered Client Associate Southwest Securities 1998 - 2000
Equity Trader
Education:
Texas A&M University 1994 - 1998
BS, Political Science
BS, Political Science
Skills:
Series 7, Market Structure, Series 24, Securities, Equity Trading, Series 63, Equities, Options, Trading, FINRA, Electronic Trading, Trading Systems, Fixed Income, Capital Markets, Financial Markets, Bloomberg, Market Data, Series 55, Data Storage Technologies, Data Management, Trade Surveillance, Regulatory Compliance, Legislative Affairs, SEC, Cloud Computing, Cloud Storage, Cloud Security
Honor & Awards:
oSelected for, and successfully completed, Penson Worldwide, Inc.’s inaugural New Manager Development Program
oRecipient of Penson Financial Services, Inc.’s ACT Award for Teamwork—October 2008
oRecipient of Penson Financial Services, Inc. Recognition of Excellence—April 2008

Scott Mullins
Location:
United States

Scott Mullins
Location:
Washington, District Of Columbia
Industry:
Management Consulting
Skills:
PMP, Consultancy, Integration, Defense, Operations Management, Program Management, Management, IT Strategy, Business Analysis, Process Improvement, SDLC, Business Intelligence, Change Management, Enterprise Architecture, Governance, Requirements Analysis