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Scott S Mullins, 53306 71St Ave N UNIT D, Myrtle Beach, SC 29572

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Grand Blanc, MI   

Myrtle Beach, SC   

Ortonville, MI   

Holly, MI   

Fenton, MI   

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Scott Mullins Photo 49

Managing Director At Nasdaq Omx

Position:
Managing Director at NASDAQ OMX
Location:
New York, New York
Industry:
Financial Services
Work:
NASDAQ OMX - Greater New York City Area
Managing Director
NASDAQ OMX - Greater New York City Area 2012 - 2013
Director
Penson Financial Services - Dallas, TX 2011 - 2012
Director - Surveillance and Trading Compliance
Dallas Security Traders Association 2009 - 2012
Director
Penson Financial Services - Dallas, TX 2009 - 2011
Trade Surveillance Officer
Penson Financial Services 2007 - 2009
Compliance Officer, Archives Manager
TD Ameritrade 2006 - 2007
Institutional Trading Representative
Southwest Securities 2004 - 2006
Agency Trader
1st Global 2004 - 2004
Trading/Customer Service Specialist
Southwest Securities 2002 - 2003
Government Reporting Coordinator
Merrill Lynch 2000 - 2002
Registered Client Associate
Southwest Securities 1998 - 2000
Equity Trader
Education:
Texas A&M University 1994 - 1998
BS, Political Science
Skills:
Series 7, Market Structure, Series 24, Securities, Equity Trading, Series 63, Equities, Options, Trading, FINRA, Electronic Trading, Trading Systems, Fixed Income, Capital Markets, Financial Markets, Bloomberg, Market Data, Series 55, Data Storage Technologies, Data Management, Trade Surveillance, Regulatory Compliance, Legislative Affairs, SEC, Cloud Computing, Cloud Storage, Cloud Security
Honor & Awards:
oSelected for, and successfully completed, Penson Worldwide, Inc.’s inaugural New Manager Development Program oRecipient of Penson Financial Services, Inc.’s ACT Award for Teamwork—October 2008 oRecipient of Penson Financial Services, Inc. Recognition of Excellence—April 2008
Scott Mullins Photo 50

Scott Mullins

Location:
United States
Scott Mullins Photo 51

Scott Mullins

Location:
Washington, District Of Columbia
Industry:
Management Consulting
Skills:
PMP, Consultancy, Integration, Defense, Operations Management, Program Management, Management, IT Strategy, Business Analysis, Process Improvement, SDLC, Business Intelligence, Change Management, Enterprise Architecture, Governance, Requirements Analysis

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