Work:
Charles Schwab
2000 - 2009
Director - Risk Management and Error Control
Skills:
Writing, Sec, Market, Nasd, Vendors, Sales, Finance, Articulating, Oversight, Business Administration, Violations, Business Partners, Temporary Placement, Cantonese, Management, Aggregate, Short, Funding, High Impact, Filipino, Auditing, Accounting, Dividends, Execution, Distribution Strategies, Profit, Omnibus, Networking, Day Trading, System, Sage Act, Reports, Agreement, Risk Management, Asset Management, Intelligent Agents, External Clients, Data Center Operations, Philippines, Distribution Systems, Reporting, Redemption, Business Continuity Planning, Transmission, Multi Functional, Shareholders, Applications, Fidelity, Communication, Strategic Planning, Regulatory Reporting, Regulatory Requirements, Operations, Service Awards, Transmissions, Blue Sky, Project, Sarbanes Oxley Act, House, Pricing, Responsibility, Internal Audit, Policies and Procedures, Work Effectively, Regulations, Technology Management, Google Groups, Marketplace, Financial Services, Compliance, Mutual Funds, Innovator, San Francisco, Securities, Business Continuity, Market Timing, Internal Controls, Versatile, Risk, Trading, Mandarin, Series 7, Coordinated, Senior Finance, Dealers
