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Peter D Cleven, 50610 W Las Olas Blvd APT 720N, Fort Lauderdale, FL 33312

Peter Cleven Phones & Addresses

610 W Las Olas Blvd APT 720N, Ft Lauderdale, FL 33312   

Fort Lauderdale, FL   

Hoboken, NJ   

14 Cluett Rd, Valley Stream, NY 11581    516-7922838    516-7915844   

East Atlantic Beach, NY   

Boca Raton, FL   

Deerfield Beach, FL   

14 Cluett Rd, Valley Stream, NY 11581    516-3594512   

Social networks

Peter D Cleven

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Work

Company: Fidelity investments Jul 2016 Position: Compliance director

Education

Degree: Master of Business Administration, Masters School / High School: Dowling College 1998 to 2000 Specialities: Business Administration, Management, Business Administration and Management

Skills

Aml • Financial Regulation • Securities Regulation • Financial Services • Investment Banking • Finra • Securities • Equities • Capital Markets • Options • Finance • Series 7 • Financial Risk • Series 24 • Fixed Income • Anti Money Laundering

Industries

Financial Services

Mentions for Peter D Cleven

Peter Cleven resumes & CV records

Resumes

Peter Cleven Photo 16

Compliance Director

Location:
New York, NY
Industry:
Financial Services
Work:
Fidelity Investments
Compliance Director
Regulatory Consulting Srl Mar 2015 - Jun 2016
Independent Regulatory Consultant
Xp Securities Sep 2014 - Mar 2015
Chief Compliance Officer-Chief Aml Officer
Financial Industry Regulatory Authority (Finra) May 2006 - Mar 2014
Associate Director
Financial Industry Regulatory Authority (Finra) Nov 2003 - May 2006
Supervisor
Education:
Dowling College 1998 - 2000
Master of Business Administration, Masters, Business Administration, Management, Business Administration and Management
Molloy College 1994 - 1998
Bachelors, Bachelor of Business Administration, Business Administration, Management, Business Administration and Management
Skills:
Aml, Financial Regulation, Securities Regulation, Financial Services, Investment Banking, Finra, Securities, Equities, Capital Markets, Options, Finance, Series 7, Financial Risk, Series 24, Fixed Income, Anti Money Laundering

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