Seamus O'Brien resumes & CV records
Resumes

Vice President- Relationship Management, Advisor Solutions
Location:
731 Ashurst Rd, Philadelphia, PA 19151
Industry:
Financial Services
Work:
Pershing LLC. a BNY Mellon Company
- King of Prussia, Pa since Jun 2011
Relationship Manager- Managed Investments Lockwood Advisors Inc. a BNY Mellon Company - Malvern, Pa Apr 2008 - Jun 2011
Key Accounts Coventry First, LLC - Fort Washington, Pa 2004 - Apr 2008
Regional Director Brinker Capital - King of Prussia, Pa 2002 - 2004
Sales Coordinator Susquehanna International Group - Bala Cynwyd, Pa 2001 - 2002
Trade Assistant SEI - Wayne, Pa 2000 - 2001
Client Service Representative
Relationship Manager- Managed Investments Lockwood Advisors Inc. a BNY Mellon Company - Malvern, Pa Apr 2008 - Jun 2011
Key Accounts Coventry First, LLC - Fort Washington, Pa 2004 - Apr 2008
Regional Director Brinker Capital - King of Prussia, Pa 2002 - 2004
Sales Coordinator Susquehanna International Group - Bala Cynwyd, Pa 2001 - 2002
Trade Assistant SEI - Wayne, Pa 2000 - 2001
Client Service Representative
Education:
Villanova University 1995 - 1999
BA, Communications, Psychology Monsignor Bonner High School 1991 - 1995
BA, Communications, Psychology Monsignor Bonner High School 1991 - 1995
Skills:
Series 7, Investments, Investment Advisory, Financial Services, Mutual Funds, Finance, Series 63, Wealth Management, Investment Strategies, Sales, Asset Management, Selling, Relationship Management, Trading, Investment Management, Securities, Consultative Selling, Financial Advisory, Managed Money, Series 65, Investment Advisory Services, Financial Planning, Separately Managed Accounts, Unified Managed Accounts, Rep Directed Programs, Mutual Fund Wrap, Strategy, Finra
Interests:
Running
Children
Rowing
Children
Rowing
Certifications:
Series 7
Series 63
Series 65
Life Insurance Producers License
Financial Industry Regulatory Authority
Series 63
Series 65
Life Insurance Producers License
Financial Industry Regulatory Authority

Attorney-Adviser
Location:
Philadelphia, PA
Industry:
Law Practice
Work:
U.s. Securities and Exchange Commission
Attorney-Adviser Army National Guard
Judge Advocate, Office of the Staff Judge Advocate , 28Th In Div Army National Guard Sep 2017 - Mar 2019
Executive Officer, Hhc 1-111Th In Stark & Stark Sep 2017 - Mar 2019
Associate Attorney - Investment Management and Securities Group Army National Guard May 2013 - Aug 2017
Infantry Platoon Leader, A Co 1-111Th In Office of the Comptroller of the Currency Jun 2016 - Aug 2016
Summer Law Clerk - Enforcement and Compliance Division Federal Judiciary May 2015 - Jul 2015
Judicial Intern - United States District Court For the Eastern District of Pennsylvania
Attorney-Adviser Army National Guard
Judge Advocate, Office of the Staff Judge Advocate , 28Th In Div Army National Guard Sep 2017 - Mar 2019
Executive Officer, Hhc 1-111Th In Stark & Stark Sep 2017 - Mar 2019
Associate Attorney - Investment Management and Securities Group Army National Guard May 2013 - Aug 2017
Infantry Platoon Leader, A Co 1-111Th In Office of the Comptroller of the Currency Jun 2016 - Aug 2016
Summer Law Clerk - Enforcement and Compliance Division Federal Judiciary May 2015 - Jul 2015
Judicial Intern - United States District Court For the Eastern District of Pennsylvania
Education:
The Judge Advocate General Legal Center and School 2019 - 2019
U.s. Army Maneuver Center of Excellence 2017 - 2018
The George Washington University Law School 2014 - 2017
Doctor of Jurisprudence, Doctorates, Banking, Corporate Finance, Law U.s. Army Maneuver Center of Excellence 2014 - 2014
La Salle University 2010 - 2013
Bachelors, Bachelor of Arts, English, Philosophy
U.s. Army Maneuver Center of Excellence 2017 - 2018
The George Washington University Law School 2014 - 2017
Doctor of Jurisprudence, Doctorates, Banking, Corporate Finance, Law U.s. Army Maneuver Center of Excellence 2014 - 2014
La Salle University 2010 - 2013
Bachelors, Bachelor of Arts, English, Philosophy
Certifications:
Pennsylvania Attorney's License
New Jersey Attorney's License
New Jersey Attorney's License

Director, Business Development

Seamus O'brien
Location:
United States