BackgroundCheck.run
Search For

Tom H Warren, 871350 Laurenwood Way, Littleton, CO 80129

Known as:
Tom D Warren Thomas H Warren Dolores Warren
Related to:
Warren Connor Boyajian G Noober Charlene S Boyajian 55 Bonnie J Roper 38 Chelsea L Placzek 35 Mark L Roper 36 Mikel D Roper 47 Rodney C Placzek 62 Skip Besse 85 Ann Roper 69 Vanessa F Warren 46 Sally Ann Warren 60 Carolyn Placzek Hillary Warren Melinda L Warren Sara E Roper 39 Peter Warren 53 Tina R Ferdinand 72 Kimberly K Roper 32

Tom Warren Phones & Addresses

1350 Laurenwood Way, Hghlnds Ranch, CO 80129    303-5269762   

Highlands Ranch, CO   

Aurora, CO   

Englewood, CO   

Nashville, TN   

Great Falls, VA   

Golden, CO   

Amarillo, TX   

14400 E Fremont Ave APT 10-201, Englewood, CO 80112    303-5269762   

Work

Company: Warren consulting, inc May 2012 Position: Education consultant/grant writer /education researcher /evaluator/policy analyst

Education

School / High School: North Carolina State University- Raleigh, NC 2012 Specialities: Doctor of Philosophy (Ph.D.) in Educational Leadership

Skills

Spanish Fluency; Technology Saavy (see Additional Information Section); Peer-reviewed published writer
Get Report
Control this profile

Mentions for Tom H Warren

Career records & work history

License Records

Tom Hillary Warren

Address:
4808 E Mineral Cir, Centennial, CO 80122
Licenses:
License #: A2003911
Category: Airmen

Tom Warren resumes & CV records

Resumes

Tom Warren Photo 49

Tom Warren - Raleigh, NC

Work:
Warren Consulting, Inc May 2012 to 2000
Education Consultant/Grant Writer /Education Researcher /Evaluator/Policy Analyst Friday Institute for Educational Innovation - Raleigh, NC May 2012 to Nov 2012
Front Desk Office Staff North Carolina State University - Raleigh, NC Jan 2008 to May 2012
Department Graduate Assistant / Instructor / Teaching Assistant / Research Assistant Graduate Student Professional Development for Department Mar 2012 to Mar 2012
Department Graduate Assistant / Department Newsletter Graduate Student Editor of Howlings Council on Multicultural Initiatives and Diversity Committee 2011 to 2011
Graduate Student Representative Miller-Motte Technical College - Cary, NC 2010 to 2010
Instructor Foundations of English Jan 2007 to Aug 2008
Career Development Wake County Public Schools - Raleigh, NC Aug 2006 to Jun 2007 LTRC Media Center - Hall, North Carolina, US 2005 to 2006
Media Center Assistant Meridian Middle Grades Online Magazine - Raleigh, NC 2005 to 2006
Technical Editor / Co-Editor Durham County Public Schools - Durham, NC 2003 to 2004
Elementary ESL Teaching Assistant Alamance County Public Schools - Burlington, NC 2002 to 2003
High School English Teacher Measurements Inc - Durham, NC 2002 to 2002 Lancaster Leaf Tobacco Co. of Pennsylvania, Inc - Lancaster, PA 1997 to 2000
Operations Manager Duke Health Network - Durham, NC 1996 to 1997
Office Assistant
Education:
North Carolina State University - Raleigh, NC 2012
Doctor of Philosophy (Ph.D.) in Educational Leadership Early college 2006
M.S. in Curriculum and Instruction North Carolina State University - Raleigh, NC 1996
Bachelor of Arts in English and Philosophy Vanderbilt University - Nashville, TN 1990
Certificate of Advanced Language Mastery in Spanish Centro Bilingue Language School
Skills:
Spanish Fluency; Technology Saavy (see Additional Information Section); Peer-reviewed published writer

Publications & IP owners

Us Patents

System And Method For Facilitating Unified Trading And Control For A Sponsoring Organization's Money Management Process

US Patent:
7685057, Mar 23, 2010
Filed:
Apr 11, 2007
Appl. No.:
11/783690
Inventors:
Allan T. Chiulli - Greenwood Village CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Englewood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 38
Abstract:
An embodiment of the present invention provides a system, method, process, software and standards that enable a unified trading and control process utilized by sponsoring organizations and asset managers (money managers) for sub advised or externally managed investment portfolios as to increase control over the trading process by a sponsoring organization, enhance regulatory compliance, substantially lower trading costs and improve investment performance on a recurring basis for the shareholders and beneficiaries investing in registered and non registered mutual funds and institutional investment portfolios.

System And Method For Assigning Responsibility For Trade Order Execution

US Patent:
7809632, Oct 5, 2010
Filed:
Oct 22, 2008
Appl. No.:
12/256196
Inventors:
Allan T. Chiulli - Highlands Ranch CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Englewood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 38
Abstract:
An embodiment of the present invention provides a system and method for a sponsoring organization to: (1) utilize a rules-based computer system to capture trade orders from sub-advisors (money management firms) in order to implement a pre trade compliance review process, thereby enabling the sponsoring organization to prevent the execution of trade orders by a sub advisor that violates securities laws and/or account restrictions; and (2) determine and assign, based on expected market impact of a trade order to buy or sell securities, whether responsibility (discretion over the decisions related to how, when and with whom a trade order is executed) for executing the trade order is assigned to the money management firm for an investment portfolio or to the sponsoring organization of that portfolio. Trade orders are categorized in real-time as “high touch” (significant effort and market impact) or “low touch” (insignificant effort and market impact).

System And Method For Optimizing The Broker Selection Process To Minimize Total Execution Cost Of Securities Trades

US Patent:
7831503, Nov 9, 2010
Filed:
Jun 16, 2008
Appl. No.:
12/140047
Inventors:
Allan T. Chiulli - Highlands Ranch CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Englewood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 38
Abstract:
An embodiment of the present invention provides a system and method for minimizing the total expected execution cost of securities trades through a real-time analysis and optimization process incorporating: (1) the currently offered share price and liquidity in the securities markets; (2) execution costs as input in real-time by executing brokers; (3) expected price improvement based on current and recent trading data; (4) time required to execute an order by an executing broker; and (5) the current rate of change in the share price of a security during the time required to execute the transaction. Based on these factors, the invention ranks, in dollars and cents per shares, brokers from lowest to highest expected total execution cost. The initiating party to the securities transaction can route the order(s) to the executing brokers with the lowest expected total execution costs to minimize the total execution cost.

System And Method For Assigning Responsibility For Trade Order Execution

US Patent:
7856396, Dec 21, 2010
Filed:
Aug 3, 2010
Appl. No.:
12/849032
Inventors:
Allan T. Chiulli - Highlands Ranch CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Englewood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 38
Abstract:
An embodiment of the present invention provides a system and method for a sponsoring organization to: (1) utilize a rules-based computer system to capture trade orders from sub-advisors (money management firms) in order to implement a pre trade compliance review process, thereby enabling the sponsoring organization to prevent the execution of trade orders by a sub advisor that violates securities laws and/or account restrictions; and (2) determine and assign, based on expected market impact of a trade order to buy or sell securities, whether responsibility (discretion over the decisions related to how, when and with whom a trade order is executed) for executing the trade order is assigned to the money management firm for an investment portfolio or to the sponsoring organization of that portfolio. Trade orders are categorized in real-time as “high touch” (significant effort and market impact) or “low touch” (insignificant effort and market impact).

System And Method For Facilitating Unified Trading And Control For A Sponsoring Organization's Money Management Process

US Patent:
7912783, Mar 22, 2011
Filed:
Feb 4, 2010
Appl. No.:
12/700218
Inventors:
Allan T. Chiulli - Highlands Ranch CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Englewood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 38
Abstract:
An embodiment of the present invention provides a system, method, process, software and standards that enable a unified trading and control process utilized by sponsoring organizations and asset managers (money managers) for sub advised or externally managed investment portfolios as to increase control over the trading process by a sponsoring organization, enhance regulatory compliance, substantially lower trading costs and improve investment performance on a recurring basis for the shareholders and beneficiaries investing in registered and non registered mutual funds and institutional investment portfolios.

System And Method For Exchanging Institutional Research And Trade Order Execution Services

US Patent:
8078522, Dec 13, 2011
Filed:
Mar 6, 2008
Appl. No.:
12/043687
Inventors:
Allan T. Chiulli - Greenwood Village CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Engelwood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 35
Abstract:
An embodiment of the present invention provides a system and method for creating an electronic marketplace, utilizing an electronic non-currency unit of exchange, that provides for and facilitates the cost effective exchange of institutional research and trade order execution services between asset management firms and executing brokers in such manner as to substantially lower trading costs and improve investment performance on a recurring basis for the shareholders and beneficiaries investing in mutual funds and other investment portfolios.

System And Method For Assigning Responsibility For Trade Order Execution

US Patent:
8121935, Feb 21, 2012
Filed:
Nov 3, 2010
Appl. No.:
12/938694
Inventors:
Allan T. Chiulli - Highlands Ranch CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Englewood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 38
Abstract:
An embodiment of the present invention provides a system and method for a sponsoring organization to: (1) utilize a rules-based computer system to capture trade orders from sub-advisors (money management firms) in order to implement a pre trade compliance review process, thereby enabling the sponsoring organization to prevent the execution of trade orders by a sub advisor that violates securities laws and/or account restrictions; and (2) determine and assign, based on expected market impact of a trade order to buy or sell securities, whether responsibility (discretion over the decisions related to how, when and with whom a trade order is executed) for executing the trade order is assigned to the money management firm for an investment portfolio or to the sponsoring organization of that portfolio. Trade orders are categorized in real-time as “high touch” (significant effort and market impact) or “low touch” (insignificant effort and market impact).

System And Method For Facilitating Unified Trading And Control For A Sponsoring Organization's Money Management Process

US Patent:
8180699, May 15, 2012
Filed:
Feb 3, 2011
Appl. No.:
13/020121
Inventors:
Allan T. Chiulli - Highlands Ranch CO, US
Tom H. Warren - Greenwood Village CO, US
Assignee:
UAT, Inc. - Englewood CO
International Classification:
G06Q 40/00
US Classification:
705 37, 705 38
Abstract:
An embodiment of the present invention provides a system, method, process, software and standards that enable a unified trading and control process utilized by sponsoring organizations and asset managers (money managers) for sub advised or externally managed investment portfolios as to increase control over the trading process by a sponsoring organization, enhance regulatory compliance, substantially lower trading costs and improve investment performance on a recurring basis for the shareholders and beneficiaries investing in registered and non registered mutual funds and institutional investment portfolios.

Isbn (Books And Publications)

Beating Alzheimer'S: A Step Towards Unlocking The Mysteries Of Brain Diseases

Author:
Tom Warren
ISBN #:
0895294885

Public records

Vehicle Records

Tom Warren

Address:
7264 S Kellerman Way, Aurora, CO 80016
Phone:
303-5269762
VIN:
5NPEU46F97H253358
Make:
HYUNDAI
Model:
SONATA
Year:
2007

Possible Relatives

Cynthia Warren  David E Warren  D E Warren  Davies G Warren  Dawn B Warren  Dax Warren  Dayna E Warren  Tom A Johnson  Tom Johnston  Tom J White 

NOTICE: You may not use BackgroundCheck or the information it provides to make decisions about employment, credit, housing or any other purpose that would require Fair Credit Reporting Act (FCRA) compliance. BackgroundCheck is not a Consumer Reporting Agency (CRA) as defined by the FCRA and does not provide consumer reports.